⚠️ Disclaimer

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Orangedox provides general legal information for due diligence purposes but is not a law firm and cannot offer legal advice. Please consult a licensed attorney for specific legal matters.

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Orangedox disclaims all liability for the use of this template.

🔍 General Review of Issuer and Business Operations

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Understanding the issuer's business operations and overall strategy provides foundational insight into its operational health and future prospects. This section helps identify any gaps in strategic alignment or operational inefficiencies that may impact the success of an investment or transaction.

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• [ ] What is the bank's current and historical involvement with the issuer and its management?
• [ ] Has the lead underwriter/agent reviewed the issuer's business operations thoroughly with management?
• [ ] Does management have a written business plan, corporate strategy, and/or internal budget/forecast?
• [ ] Were these strategic materials reviewed by the lead underwriter/agent as part of this transaction?
• [ ] What are the key factors critical for success within the issuer's industry?

📊 Financial and Performance Review

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A thorough review of the issuer's financial performance provides insights into its profitability, cash flow, and financial stability. Understanding past and forecasted financial metrics helps assess the company's ability to meet future obligations and deliver value.

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• [ ] Has the issuer's current and historical financial performance been reviewed?